Senior Associate, Compliance & Control Team Lead

Senior Specialist, Compliance & Control Team Lead

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Senior Specialist, Compliance & Control Team Lead to join our Compliance team. This role is located in Pune.

In this role, you’ll make an impact in the following ways:

• Manage a regional/jurisdictional team of support staff responsible for supporting the assessment of regulatory and policy requirements to develop programs and projects that improve regional/jurisdictional compliance.
• Assist management in data assessment and development of reporting to support presentation of program and project recommendations to senior managers.
• Recommend strategy changes to enhance the region’s/jurisdiction’s compliance with applicable laws, policies, and regulations.
• Guide the team’s analysis of legislation, regulatory announcements, and industry practices to align with the global compliance strategy.
• Contribute to the assessment and validation of control processes ensuring compliance with laws, rules, and regulations.
• Build relationships with business unit managers and regulators to facilitate timely completion of compliance activities and appropriate escalation of issues.
• Recruit, direct, motivate, and develop support staff to maximize their contribution, professional growth, and team effectiveness.
• Manage financial resources of the team including budgets and expenses.

To be successful in this role, we’re seeking the following:

• Bachelor’s degree or equivalent combination of education and experience required; MBA or professional certification preferred.
• 3-5 years of total work experience, with 0-1 years of management experience preferred.
• Background in Financial Services, Audit, or Compliance preferred.
• Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred.

At BNY, our culture speaks for itself, check out the latest BNY news at:

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Here’s a few of our recent awards:

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.