Business Control Officer – Regulatory Framework

Join us as a Business Control Officer – Regulatory Framework, to strengthen governance and oversight processes across our Markets business. Our team works together to ensure compliance with regulatory requirements, reduce risks, and build frameworks that help the business operate effectively and responsibly.

You will collaborate with senior stakeholders across Front Office, Operations, Compliance, Assurance, and Technology teams. Your focus will be on designing, improving, and remediating processes, simplifying workflows, and supporting automation. You will also help ensure adherence to US regulatory requirements and maintain touchpoints with European regulations.

A key part of your work is identifying and addressing gaps in processes, partnering on remediation, and supporting governance frameworks that reduce operational and regulatory risk.

To be successful as a Business Control Officer – Regulatory Framework, you should have experience with:

• Experience with the Commodity Futures Trading Commission (CFTC), which regulates U.S. derivatives markets; the Securities and Exchange Commission (SEC), which oversees securities markets and enforces investor protection laws; and Volcker regulations, which restrict proprietary trading and certain relationships with hedge funds and private equity, or supporting products that are in-scope for these regulatory frameworks.
• Risk oversight within Markets, with the ability to identify and address potential risks.
• Designing, improving, and remediating processes to meet regulatory and operational standards.

Some other highly valued skills may include:

• Effective stakeholder engagement and influencing skills, with the ability to build relationships and achieve outcomes at senior levels.
• Ability to deliver projects and outcomes within agreed timelines.
• Problem-solving capabilities, with a focus on practical solutions and continuous improvement.

You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills.

This role will be based in Glasgow.