Associate, Compliance & Control II

Specialist 2, Compliance & Control II

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Specialist 2, Compliance & Control to join our Compliance team. This role is located in Pune.

In this role, you’ll make an impact in the following ways:

• Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms are deployed as expected
• Assist with monitoring and reporting of established controls and implement new control procedures in response to regulatory changes or compliance issues under minimal supervision
• Suggest changes to improve work processes and guide lower-level peers on procedures, reviewing the quality of their work
• Research and collect data on compliance and control-related activities, compiling data into usable formats and conducting basic preliminary analyses
• Review and verify that activities align with overall control procedures and compliance strategy
• Independently prepare reports for management on compliance status and assign report development tasks to junior staff
• Counsel business personnel and management on compliance improvements and alignment with established controls and goals
• Identify and address compliance issues, interfacing directly with peers and escalating complex issues as needed
• Provide technical support for assessments of control effectiveness and produce data to support risk-based reviews of regulatory requirements
• Recommend process improvements and contribute to team objectives

To be successful in this role, we’re seeking the following:

• Bachelor’s degree or equivalent combination of education and experience
• 3-5 years of total work experience preferred
• Experience with Financial Services Industry regulations, compliance operations, or auditing preferred
• Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom
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Here’s a few of our recent awards:

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.