ICOM Compliance Associate (UK Hours)

Company Description

Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. 

Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight offices across three continents and a global client base.

Whether it is facilitating a private conversation with an industry veteran, moderating a dialogue between experts and investors, or extracting insights from within the supply chain of a poorly documented industry, we are on our clients' side, helping them to make informed investment decisions.

Job Description

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices. 

Responsibilities

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.

• Answering internal queries on compliance decisions.

• Escalating non-compliant or complex questions from the business or requests as and when required. 

• Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client-specific processes. 

• Undertaking ad hoc project work as directed by management.

Skills

• Organised with excellent attention to detail. 

• Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. 

• Excellent oral and written communication skills.

• Ability to identify risks and apply strategies or seek guidance to minimise them.

• Ability to prioritise competing goals and interests and manage time effectively.

Working Hours

Please note there are two roles available and two working patterns which predominantly support the UK and US offices. Please indicate your preference for one (or both) working patterns when submitting your application.

Option 1: Monday to Friday from 12:30 pm - 9:30 pm

Option 2: Monday to Friday from 2:30 pm - 11:30 pm

Qualifications

• Degree level qualification (or equivalent)

• Previous legal or compliance experience is preferred 

• Fluency in both written and spoken English is essential

Additional Information

How will you be rewarded? 

• Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.
• Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.
• Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.
• Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.
• Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.
• Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."
• Fun at Work: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5.
• Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided.
• CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.
• Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.

The successful candidate must, by the start of the employment, have permission to work in the country they are applying

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.